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Laser distillation of enantiomers from an isotropic racemic mixture
Stanislav S. Bychkov, Boris A. Grishanin*, and Victor N. Zadkov

International Laser Center and Department of Physics M. V. Lomonosov Moscow State University, Moscow 119899, Russia

ABSTRACT
In this paper, we elucidate the role of the rotational degrees of freedom for the process of laser distillation of
enantiomers from a racemic isotropic solution for any possible laser scenario. It is shown that the laser distillation scenario suggested by Shapiro et al., which is based on coherent control, does not work for the achiral synthesis from a racemic isotropic solution. This is due to the fact that rotational degrees of freedom of enantiomers constituting the solution are homogeneously distributed over the Euler angles and averaging over this distribution cancels the effect. A modified scenario is suggested, which works for the case of isotropic racemic solution. A detailed analysis of this scenario shows its efficacy for the preferable synthesis of enantiomers of required handedness. Keywords: Laser distillation, photoinduced synthesis, racemic mixture, self- and right-handed enantiometers

1. INTRODUCTION
The problem of preferential synthesis with light from a racemic solution of enantiomers has been under discussion over last decades.18 Two different solutions have been discussed so far. One solution is based on preferable selection of left- or right-handed enantiomers from a racemic solution with no change in their nuclear configurations. We will call such a laser scenario laser selection scenario. One of the laser selection scenarios was discussed in Ref. 1 , where the preferential synthesis from a racemic solution was demonstrated with the use of circularly polarized laser light with the inhomogeneous intensity distribution along the laser beam radius (though the yield of the scenario was quite small). Another solution is based on a photoinduced synthesis of left-handed enantiomers from right-handed ones or viceversa. We will call such a laser synthesis laser distillation of enantiomers. Obviously, laser distillation of enantiomers scenario works for a racemic solution only if the photoinduced dynamics of left-handed or L-enantiomers differs from the dynamics of right-handed or D-enantiomers. Several models for laser distillation scenarios for a preferential production of required enantiomers from a racemic solution were discussed in the literature over a few last years.25 For example, it has been discussed an interaction of a circularly polarized light with a racemic solution.2'4 However, calculations give a negligible difference of about 106% in preferential synthesis of L- over R-enantiomers or viceversa. Another scenario suggested by Shapiro et al5 seems to be more promising. It encodes the quantum coherences in the molecule to selectively enhance the production of either L- or D-enantiomers. However, as we show in this paper, Shapiro's scenario does not work for a racemic isotropic solution.

2. ROTATIONAL SYMMETRY ANALYSIS OF A LASER DISTILLATION SCENARIO FROM A RACEMIC SOLUTION
In the following we will suppose, for simplicity, that the nuclear configuration of astable enantiomer in the ground electronic state depends only on a reaction coordinate 9 and the Euler angles 0 = (Ão, t9, ), which characterize the rotation of the enantiomer in free space. We suppose also that all other intramolecular degrees of freedom are fixed and are not changed during enantiomer's dynamics. For stable enantiomers, the double-well potential that

is typical for chiral molecules, has a high barrier along the reaction coordinate. Therefore, the splitting of the
rotational levels of the enantiomer due to switching between left- and right-handed configurations is negligible: the (6), are equally possible in a racemic mixture of L- and D-enantiomers eigenstates of the Hamiltonian, /L (6) and at thermodynamical equilibrium. For large molecules, most interesting for practical purposes, the high potential barrier is due to the essential mass of the enantiomer M & lO3mH, where mH is the proton mass. In this case,
*

E-mail: grishan©comsiml .phys.msu.su
International Seminar on Novel Trends in Nonlinear Laser Spectroscopy and High-Precision Measurements in Optics, Sergei N. Bagaev, Victor N. Zadkov, Sergei M. Arakelian, Editors, Proceedings of SPIE Vol. 4429 (2001) © 2001 SPIE · 0277-786X/01/$15.00

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rotations of the enantiomer in free space can be treated as classical because << kT, where wfl,fli are the frequencies of rotational transitions. Rotational dynamics of such an enantiomer along the reaction coordinate 9 is described in terms of the states bL(9) and bD(9) (in matrix representation, by IL) and ID), respectively) and dynamics along the Euler angles 0 can be counted on by simple classical averaging over an initial distribution, which is not changed during laser excitation. This simple model of enantiomer dynamics in isotropic medium is sufficient to elucidate the fundamental role of rotational symmetry, which imposes restrictions on possible scenarios for the laser distillation of enantiomers from a racemic isotropic mixture. From the analysis below it follows that any laser distillation scenario that employs coplanar configuration of the laser fields polarizations does not work for an isotropic mixture. Let us define the degree of chirality operator, which is the operator = L)(LI -- IDXDI that defines an excess of L-enantiomers in a racemic mixture (i.e., the nonracemicity of the mixture). Eigenstates of are IL)- and ID)-states and the eigen values are equal to In matrix representation of L)- and ID)-states the degree of chirality operator is simply the Pauli matrix & . Similar definitions of the degree of chirality operator one can find in Refs. 9,10, where it is shown that ;: is a pseudoscalar, i.e., RR' = --, where R is the inversion operator that mirrors a radius vector as ? Excess of L-enantiomers at the fixed Euler angles 0, or simply the degree of chirality x can be expressed through the degree of chirality operator and the transition superoperator Sj(O), which describes the transformation of density matrix 5o -- ,5t over the time t. For an ensemble of molecules, the degree of chirality is to be averaged over the Euler angles:

x = (Tr [S1(O) o] )

(1)

We will suppose in the following that molecules in a racemic mixture are homogeneously distributed over the Euler angles. The transition superoperator, describing photoinduced dynamics of a chiral molecule along the reaction coordinate, can be written if we neglect rotations of the molecule in free space as

Si(O)=TexP{_/[U1ftiUo®]dr} U0 =e_0T,

(2)

where T is the time ordering operator, expression [A, ] with the substitution symbol describes the superoperator for commuting the transformed density matrix with the operator A, Iii = --E·--·i7 is the interaction Hamiltonian of the molecule with incident laser field E = >k j(t)e_1t, J is the dipole moment operator of the nuclear configuration of the molecule, and ,i is the electron dipole moment operator. For enantiomers homogeneously distributed along the Euler angles, we have R'3o = i5o , where 7 = R 0 R , and, therefore, -- = (Tr{1R,Sii5o]) = (Tr[RSi7Z' (3)

e

'°]).

Then, comparing Eq. (3) with Eq. (1) we immediately have x = 0 if

(si(d)

-- RSi(ò)7?_1)o

=0.

(4)

Let us prove that Eq. (4) is strictly fulfilled for a coplanar configuration of the laser fields polarizations and is valid in general case to the third order of the expansion of the transition superoperator (2) by the powers of H1. To prove this, let us expand Eq. (4) in series taking into account the correct time ordering:

(Si
where

--

=
t

(Sr)
t2

--

S_1),

(5)

t?&

=

(4)

/ dt /

dt_1 . . . / [ft1(t) . .. [ft1(t1), ®]]dt1,

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(n)-i = (_ )

n

i

dt f dt_1 . . . f[fti(t) . . . [ft1(t1),

Ü]]dti.

The inversion transformation of the interaction Hamiltonian in expansion (5) is equivalent to the inversion of the dipole moment operator Rd = (--ak , dk , dkz), which, in its turn, is equivalent to the inversion of the vector From Eq. (1) and on account of Eq. (5) the degree of chirality takes the form:

x=
where

::
n=1

00

tn
f dt f dt_1 .
0

tl

..f
0

Eai(ti) .

. . Ea (t)dt1,

(6)

4)

x

>1: n
(3)
6a,$,y

(dnn,a)
1

' E OC >p (dnm,admn,j),
nm

d L1 Pnn K nm,a mp,j3 pn,y),
n,p,m

°d d

an, , /-, 'y =

x, y, z and n, p, in number the levels incident laser fields act on which. Let us specify the tensors E(1) , e(2) , and E() after averaging over the homogeneous distribution over the Euler angles 0. It follows from Eq. (6) that 6(1) being the first rank tensor (vector) corresponds up to the dimensional coefficients to the permanent dipole moment vector of the medium, all components of which are equal to zero for an isotropic medium. Second rank tensor e(2) corresponds to the linear susceptibility tensor (1) , nondiagonal components of which are equal to zero for isotropic medium. Moreover, according to Eqs. (5) and (6) diagonal components of E(2) are also equal to zero. Tensor E(3) corresponds up to the dimensional coefficients to the nonlinear susceptibility tensor (2) for an isotropic and gyrotropic medium11 and, therefore, its coefficients satisfy the following relation: cx 6a,$,y, where Eaj3,y 5 the Levi-Civita tensor.

Let us now prove that in general case only those components of E() are non-zero for which all three indices x, y, z are present and each index appears an odd number of times. First, from expansion (6) it follows immediately that those components of tensor 6(n) are non-zero, for which one index (or three different indices simultaneously) appears an odd number of times. Second, consider in the equation for the degree of chirality for a single molecule the term whose indices in the for instance x, y appear an even number of times and index z appears an odd number of times. This means that the x, z-projections of all dipole moments for the transitions in the conjugated molecule, which are obtained by rotating an original molecule around the OY-axis by r, change the sign. Then, summation of the degrees of chirality for original and conjugated molecules leads to the zeroing of the components of tensor 6(n) indices x and y of which appear an even number of times. As a result, the only nonzero components of tensor 6(n) are those in which all indices x, y, z are present and every index appears an odd number of times. For instance, for the fifth rank tensor (5) the following tensor components are non-zero: Ejyyz, 41zzz, 4xzxz, etc. Now we will apply this symmetry analysis to the laser distillation scenarios. For coplanar polarizations ¸(t) we can choose as OZ-axis an axis that is orthogonal to the plane formed by the vectors ek(t). Then, the only nonzero components are the x, y-projections of the incident laser field E. From Eq. (6) it follows that in the expansion appear only zero components of the tensor E(n) for which index z is absent and, therefore, x = 0. Thus, a laser distillation scenario from a racemic isotropic solution will be successful only if the configuration of the polarizations of the incident fields is non-coplanar or, in other words, shows helicity. Presented above analysis shows that for coplanar polarizations of the incident laser fields the transitions D --+L and L --+ D are jointly compensated in a racemic isotropic solution, where molecules are homogeneously distributed over the Euler angles, and the solution remains the racemic solution.
For a laser distillation scenario applied to a racemic isotropic solution of enantiomers, the symmetry of the L --+ D and D -- L transitions, which is due to the homogeneous distribution of the enantiomers over the Euler angles, can be violated in two possible ways. First, we can align the enantiomers in a solution and therefore made the distribution

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over the Euler angles inhomogeneous. This can be done, for instance, with the help of strong laser field, which aligns the dipole moments of the enantiomers. Such a scheme was calculated in Refs. 6,7 for a vapor of hydrogen peroxide molecules. The calculations show, however, that the laser field intensities necessary for aligning the enantiomers are close on the order of magnitude to the intraatomic field intensity. Second, we can use a non-coplanar configuration of incident laser field polarizations, which is considered below in Sec. 3. An extension of a laser distillation scenario, described in Ref. 5, is based on the use of three linearly polarized pulsed (in subpicosecond time scale) laser fields with non-coplanar configuration of polarizations. Non-coplanarity of the polarization vectors is the necessary condition to form a chiral field configuration in 3D space. The chirality of such a field configuration is revealed in the process of enantiomer--laser field interaction in dipole approximation even locally, i.e., in a specific point of space. By contrast, the chiral properties of a circularly polarized light are not shown in dipole approximation for local interactions and became apparent only for non-local interactions.

3. LASER DISTILLATION SCENARIO OF CHIRAL ENANTIOMERS IN A RACEMIC SOLUTION WITH CHIRAL LIGHT
In the laser distillation scenario for achiral synthesis from a racemic solution suggested in Ref. 5 authors consider the following model for the molecule's dynamics in free space. Excited state potential of the molecule along the reaction coordinate 0 is assumed to be a quasiharmonic one with the minimum located at 0 = 0. It is supposed also that there are two states, 1) and 2), in the excited state, which are described by symmetric and antisymmetric wave functions in respect to 0 = 0, respectively. The 1) --f 12) transition frequency lies in IR range. Neglecting consideration of Sec. 2 specific for isotropic media, the authors of Ref. 5 have shown that for the given model a laser distillation scenario for achiral synthesis from a racemic solution can be realized with the help of two pulsed laser fields (Fig. la) . In this scenario a pulsed (subpicosecond) laser field E2 is used for forming a coherent superposition of states Ii) and 2). Then, asymmetric transfer of population from L- and D-states is achieved through the coherent superposition of states 1), 2) which is linked by the second laser pulsed field E1 with the ground states. In this scheme polarizations of the fields are always coplanar and, therefore, described laser distillation scenario does not work for a racemic isotropic solution (Sec. 2). Let us now consider how one has to modify Shapiro's scenario5 for the achiral synthesis with light from a racemic mixture of enantiomers. For this purpose, we will employ the same idea and model for the free molecule's dynamics, suggested in Ref. 5, but will use for generation the coherent superposition of states 1) and 2) pulsed Raman pumping laser fields with linear polarizations vectors of which form the plane different from the plane linear polarization of the laser field pumping the electronic transition lies in (Fig. ib):
E2 (t) = (0, E2 (t) , 0) ,
E3

(t) =

(0, E3 (t) cos 'y, E3 (t) sin y)

where '.y is the angle between OXY-plane and polarization vector of the field E (t). With this symmetry choice, pumping of the electronic transition with the laser field E1 (t) destroys symmetry in population transfer from L- and D-states via the states 1) and 2) in the excited electronic state. Polarization plane for the filed E1 (t) is to be chosen non-coplanar: E1(t) = (E1(t),O,O).
In rotating wave approximation (RWA), the interaction Hamiltonian Iii for the four-level system (Fig. ib) has the
form:

H1= ci1 11 1 2
-c1
12
where

h

0 0

0 1i --1i

0 Ii

2
.E3)
(8)

1i

Ei(lIftID)o h

1

(E2 .

hp

are the Rabi frequencies of one-photon electronic transition excited by the pulsed laser field E1(t)

and Raman

transition Ii) --+ 12) pumped by the pulsed laser fields with frequencies W2 and w3, respectively, zi is the laser detuning at the IL) --+ Ii) transition.

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a)
Hi>

b)
2>

2>

-Ic

0

Ic

0

-Ic

0

it

0

Figure 1 . a) Shapiro's scheme for coherent laser distillation scenario from a racemic mixture of stable enantiomers
with the help of two pulsed laser fields.5 b) Scheme for laser distillation from a racemic solution and homogeneous distribution of enantiomers over the Euler angles with the help of three pulsed laser fields with frequencies w1, W3, w3 , linear polarizations of which are not coplanar. Here 9 is the reaction coordinate.
For the following calculations we will assume that i) 12 << W12, Li and ii) that Il w12 , where W12 5 the Ii) --+ 2) transition frequency. The first assumption sets an upper limit on the laser fields intensitiesE2 , E3 that can be used in the resonant approximation. The second assumption ensures the coherent control in the molecule that is determined by the laser field E1.

Let us decompose the interaction Hamiltonian Iii into sum of the Hamiltonian H, which stays for the one-photon population transfer of L- and D-states via Ii) and 12) states, and the Hamiltonian H2, which stays for the coherent superposition of 1) and 12) states. Then, taking into account that H1 >> H2, the transition superoperator (2) in RWA takes the form:

S1(d) =
where

(iü
0
0
--111

[0j1f12U1,®]dr+...

U1 = e_h1t,

(9)

H1 =

,'

0 Ili--Ili

0 Ili
Ili
11
0

Ili o
Z2

'

H2

0000 00 0
0

oo02
0 0 12 0

10

Finally, putting Eq. (9) in Eq. (1) for the degree of chirality x we get
X

(TrUi ® Ul f[-1ft2Uio]dr) .

(11)

It is important to note that, as it follows from (11), the degree of chirality depends linearly on the parameters of Raman pumping of Ii) --+ 2) transition and, therefore, is equal to zero in the absence of coherent superposition of states 1) and 2), i.e., for 112 --Â 0. For our simple model of photoinduced dynamics, described by the unitary operator Ui and Hamiltonian H2, Eq. (11) can be calculated with the help of computer algebra analytically. Resulted formula is too bulky to be presented in the paper, but can be easily evaluated numerically. The degree of chirality x versus the detuning i and laser pulses duration r, is shown in Fig. 2.

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versus detuning A and laser pulses duration ij, calculated for the case of orthogonal linear polarizations of incident laser fields E1 (t), E2(t), and E3(t). The following parameters were used 10 . for calculation: 1i , Wi 2 100 ,

Figure 2. The degree of chirality x

2

4. DISCUSSION
Theoretical calculations for the laser distillation scenario for synthesis from a racemic isotropic mixture of enantiomers

outlined in the previous section show that, according to Eq. (11), the degree of chirality xwith the use of three laser fields depends on the angle 'y between the planes of the polarization vectors of the incident fields as x " sin'y. Therefore, for /7 = 0 the scenario does not work for the isotropic mixture of enantiomers which are homogeneously distributed over the Euler angles (Sec. 2). The maximum value of the degree of chirality is obviously achieved for the orthogonal polarizations of the incident fields, when 'y = ir/2. Optimal for the laser distillation scenario pulse duration of linearly polarized pulsed fields is limited by the Rabi frequency 1i , T < 2ir/Ii , otherwise our theoretical analysis cannot be applied.'2 It follows from Eq. (11) that for Tp < 2ir/1i the degree of chirality x ' 112/Ill and, therefore, do not exceed up to the order of magnitude r 10%. Analysis of Fig. 2 shows that the maximum value of the degree of chirality Xmax 8% is achieved at zi --150 cm1 and r, 250 fs. From the Rabi frequencies used in calculations and for the minimal estimates for 1L1,D '' eaB and d f%J eaB, where aB 5 the Bohr radius, we can also estimate the intensities of the incident fields. For the laser field pumping electronic transition we have Ii i0 W/cm2 . For the laser fields forming Raman pumping
we have 12 , 13

1012 W/cm2 , if their frequencies are in the visible range, and 12 ,

13

''

i0

W/cm2 ,

if

their frequencies

are in JR range.

5. CONCLUSIONS
In conclusion, it is shown that coherent synthesis with light from a racemic mixture of enantiomers with homogeneous distribution of enantiomers over rotational degrees of freedom is only possible when the incident laser field configuration is of chiral nature. This condition is fulfilled for nonlocal magneto-dipole2 or quadrupole interaction of circular polarized light with enantiomers. In electro-dipole approximation, i.e., for local interactions, enantiomers do not distinguish between circular and linear polarizations and helicity of the incident field comes into play only for non-coplanar configurations of polarizations for the incident fields. For stable enantiomers with the total mass of M lO3mH, we propose a laser distillation scenario for synthesis from a racemic isotropic solution. In contrast to the Shapiro's scenario5 this scenario can be used for homogeneous distribution of enantiomers over the Euler angles. Its efficacy depends on the configuration of polarizations of the

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incident fields and their intensities. It is shown that it is feasible to achieve the maximum efficacy with the incident field intensities much smaller than the interatomic ones.

REFERENCES
1. J. Kucirka and A. Shekhtman, "On the deracemization of a chiral molecular beam by interaction with circularly polarized light," Physics Letters A, 221, p. 273, 1996. 2. J. Shao and P. Hangi, "Control of molecular chirality," J. Chem. Phys, 107, p. 23, 1997. 3. R. Marquardt and M. Quack, "Radiative excitation of the harmonic oscillator with application to stereomutation in chiral molecules," Z. Phys. D, 36, p. 229, 1996. 4. A. Salam and W. Meath, "On the control of excited state relative populations of enantiomers using circularly polarized pulses of varying durations," J. Phys, 106, p. 7865, 1997. 5. M. Shapiro, E. Frishman, and P. Brumer, "Coherently controlled asymmetric synthesis with achiral light," Phys. Rev. Lett, 84, p. 1669, 2000. 6. B. A. Grishanin and V. N. Zadkov, "Photoinduced chirality of hydrogen peroxide molecules," JETP, 89, No. 4, p. 669, 1999. 7. B. A. Grishanin and V. N. Zadkov, "Photoinduced optical rotation in a racemic mixture of hydrogen peroxide molecules" , Nonlinear Optics, 23, p. 285, 2000. 8. B. A. Grishanin, V. N. Zadkov, and S. S. Bychkov, "Inducing chirality in a racemic mixture of hydrogen peroxide molecules by means of CARS," In: Technical Digest of XIX European CARS Workshop, Moscow, 2000. 9. A. Harris, R. Kamien and T. Lubensky, "Molecular Chirality and Chiral Parameters," LANL e-print condmat/9901174 v.2 1999. 10. M. Osipov, B. Pickup, D. Dunmur "A new twist to molecular chirality: intrinsic chirality indices," Mol. Phys., 84, p. 1193, 1995. 11. Y. R. Shen, The principles of nonlinear optics, Wiley, New York, 1984. 12. In this case, expansion of the transition superoperator (9) we used in the course of theoretical calculations is and ri,, which hampers the coherent achiral synthesis not valid and we have a complex dependance of x on from a racemic isotropic mixture of enantiomers.

i

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