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INSTITUTE

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Supercond. Sci. Technol. 15 (2002) 945­951

PII: S0953-2048(02)33475-4

Characterization of the fabrication process of Nb/Al­AlNx/Nb tunnel junctions with low RnA values up to 1 µm2
N N Iosad1, A B Ermakov2,F E Meijer1, B D Jackson and T M Klapwijk1
1

3

Department of Applied Physics (DIMES), Delft University of Technology, Lorentzweg 1, 2628 CJ Delft, The Netherlands 2 Institute of Radioelectronics Russian Academy of Sciences, Mokhovaya 11, 103907, GSP-3, Moscow, Russia 3 Space Research Organization of the Netherlands, PO Box 800, 9700 AV Groningen, The Netherlands E-mail: iosad@dimes.tudelft.nl and n.iosad@tnw.tudelft.nl

Received 5 February 2002 Published 3 May 2002 Online at stacks.iop.org/SUST/15/945 Abstract We discuss and characterize the fabrication process of superconductor­ insulator­superconductor (SIS) junctions based on a Nb/Al­AlNx/Nb tri-layer. Utilization of the AlNx tunnel barrier, produced by Al nitridation in a nitrogen glow discharge, enables us to produce high-quality SIS junctions with low Rn A values (a product of junction resistance and area). We characterize the tunnel barrier formation and investigate the correlation of plasma characteristics and junction properties. The experiment shows that an increase in nitridation time and applied power results in an increase in junction resistance, while variation in nitrogen pressure has almost no influence on the junction characteristics. Analysing the correlation of junction resistance and plasma properties, it is concluded that the mechanism of tunnel barrier formation is based on nitrogen implantation into the Al layer with subsequent diffusion of nitrogen, stimulated by plasma heating.

1. Introduction
Pushing the operation of superconductor­insulator­superconductor (SIS) heterodyne mixers towards THz frequencies requires strip lines with low losses at these frequencies and high-quality SIS junctions with lower Rn A values and a higher gap voltage compared to the SIS junctions based on a Nb/Al­ AlOx/Nb tri-layer [1­10]. Moreover, the utilization of SIS junctions with low Rn A values allows us to design SIS mixers with lower noise temperatures and broader bandwidths. It has been shown that SIS junctions with the AlNx tunnel barriers are superior to the AlOx based tunnel junctions in these respects [5]. This method employs radio-frequency (rf ) glow discharge in a nitrogen atmosphere for AlNx tunnel barrier production [10].
0953-2048/02/060945+07$30.00 © 2002 IOP Publishing Ltd

The study of metal surface nitridation in a glow discharge was begun almost a century ago. Many different technological parameters have been identified as key parameters: metal temperature, glow-discharge type, the energy spectrum of bombarding ions and fast neutrals, gas composition, etc [11]. A successful method of AlNx tunnel barrier growth, based on this principle, has been implemented by Shiota et al [12] in Nb/Al­AlNx/Nb SIS junctions. Furthermore, this process has been studied in greater detail and compared with the Nb/Al­ AlOx/Nb process by Dolata et al [13]. However, this process fails to produce the high-quality SIS junctions with low Rn A values [14]. This is due to the fact that the substrate located on a driven electrode is exposed to a very energetic and intense flux of ions during Al layer nitridation. Nitrogen ions not only perform nitridation of the Al layer, but also damage the 945

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NN Iosad et al
Electrode RFgenerator Matching unit Driven electrode sheath

Wall sheath

Plasma potential, measured by Langmuir probe

Plasma region

Substrate RFgenerator

Matching unit

Substrate electrode sheath

Substrate electrode potential

Figure 1. Electrical model for experimental system.

growing AlNx layer [15]. A breakthrough has been achieved by Bumble et al [10]. They proposed to attach a substrate to a grounded electrode located parallel to a driven electrode. This allows a substantial reduction of the density and energy of bombarding ions. A properly designed system with a capacitively coupled driven electrode allows us to achieve the plasma potential almost equal to the floating potential [16]. In this case the bombarding ions activate the surface reaction without damaging the surface [15]. As it has been reported by Bumble et al, the chemical reaction dynamics of AlNx tunnel barrier formation in their homemade vacuum system is not yet understood [10]. Therefore we focus on the characterization of the AlNx tunnel barrier formation and the correlation of plasma characteristics with junction properties.

2. Experimental details
The junctions are produced in a Nordiko-2000 sputtering system with a base pressure of 4 â 10-5 Pa. This sputtering machine is equipped with a cryopump and a throttling valve, which together determine the process pressure, while the injection of Ar and N2 gases is controlled by flow meters. All films are deposited by 3 inch Nordiko dc magnetrons at a maximum substrate­target distance for this system (8 cm) to achieve maximum uniformity of the layers. Wafers are fixed to the copper chucks, maintained at 20 C with diffusion pump oil to stabilize the substrate temperature. Following the concept of minimization of the energy and intensity of the ion flux bombarding the Al surface during a process of nitridation, we have designed the following system. The driven electrode consists of the 4 inch Nordiko magnetron sputtering source with removed magnets. In other words, 946

the removal of magnets converted the sputtering source into an rf diode sputtering system. Taking into account that a sputtering of a target material will take place in any case, an Al target 99.99% pure was installed in this source. The target size is a triad between two contradicting factors: the target area has to be maximized to produce maximum uniformity of the ion flux towards the substrate surface, but on the other hand minimization on the target area results in a reduction of the plasma potential [15]. The latter consideration is fulfilled almost automatically since plasma non-confined by the magnetic trap is in contact with an area in the sputtering chamber which is much bigger than the cathode area. The electrode is connected to the rf generator via the Nordiko matching unit providing the capacitive coupling of plasma. The substrate chuck is not grounded in our system and remains permanently connected to a matching unit and rf generator. This circumstance results in an additional issue of concern. An equivalent electric circuit is illustrated in figure 1. Various types of resonance may occur in this system. For example, a very high negative substrate bias of a substrate chuck may occur in this type of system, due to the series resonance between an inductive tuning network and a capacitive substrate sheath [17, 18]. We have investigated these factors carefully by manually changing the substrate matching unit impedance and measuring the substrate potential. The impedance of the substrate matching unit has been selected to avoid all these possible resonances. The Langmuir probe, manufactured by Scientific Instruments, is employed for plasma characterization. The probe is located 2 cm above the centre of the substrate chuck. The flux of nitrogen ions bombarding the substrate during the nitridation procedure is characterized by two key


Fabrication process of Nb/Al­AlNx/Nb tunnel junctions with low Rn A values
Nb top wiring Nb top el ect ro de of SI S ju n c tion Al-Al N x la ye r An odi zed l aye r Nb botto m el ect rode of SI S jun c tion

21 20

Vsh (V) Ji (A /m )
2

Figure 2. Cross-sectional view of an SIS junction produced by the selective niobium anodization process.
32 16

19 18 17 16

m)

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8 4

RnA (

0.32 0.30 0.28 0.26 0.24 0.22 10 20 30 40 50

2 1 0.5

25 20 15 10 5 0 1 2 4 8 16 32 64

Rsg/Rn

Nit rogen pressure (mTor r)
Figure 4. Voltage drop across the substrate sheath and ion current density injected into the sheath. Applied power is kept at 30 W for all data points.

(3) top wiring, consisting of Nb and Au layers, is sputtered via a lift-off photoresist mask. The layer thicknesses and sputtering conditions are listed in table 1. The voltage­current characteristics (VCC) of the junctions are measured in liquid helium and characterized by a software program developed by Ermakov et al [20]. The VCC are characterized on the basics of two key parameters: the specific junction resistance, Rn A value, and the quality factor, Rsg/Rn (the ratio of sub-gap and normal resistances). We use the Rn A value rather than the critical current density for junction characterization because this parameter is much easier and faster to measure. This circumstance is of great importance for us, since our research is based on the processing of a large amount of junctions. Moreover, the critical current density can be calculated from the gap voltage by the Ambegaokar­ Baratoff relation [21].

Time (m in)
Figure 3. Junction properties versus nitridation time. Nitrogen pressure during Al layer nirtidation is kept at 50 mTorr for all data points. Applied power during Al layer nitridation is kept at 30 W for all data points.

parameters: the voltage drop across the substrate sheath (Vsh), measured as a difference between the substrate and plasma potentials, and the ion current density injected into the sheath (Ji). The characterization of the plasma properties by the Langmuir probe revealed that Vsh values are very close to the plasma floating potential, indicating that the developed system produces the least possible plasma potential. The tunnel junctions are produced by the selective niobium anodization process (SNAP) [19]. This process provides the fastest and the easiest way of junction production. A cross section of an SIS junction produced by the SNAP process is illustrated in figure 2. The production process consists of three steps: (1) a Nb/Al­AlNx/Nb tri-layer is deposited in one run on a Si wafer; (2) a photoresist mask is formed to define 10 µm2 junctions-- a subsequent anodization up to 80 V of the top Nb layer and Al­AlNx layers completes the junction formation;

3. Results and discussion
We explore the influence of nitrogen pressure, discharge power and nitridation time on junction properties. The investigation of the dependence of junction properties versus nitridation time has been carried out under a nitrogen pressure fixed at 50 mTorr and an applied power fixed at 30 W. These settings result in the following nitrogen ion flux parameters: Ji = 0.22 A m-2 and Vsh = 21 V. Figure 3 illustrates the dependence of Rn A and Rsg/Rn versus nitridation time. Both 947


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Table 1. Sputtering conditions of the layers used for SIS junction production. Layer Nb Al Nb Nb Au bottom electrode of SIS junction layer to electrode of SIS junction top wiring layer Power (W) 300 40 300 300 100 Ar pressure (mTorr) 8 8 8 8 8 Deposition rate (nm min-1) 100 20 100 100 180 Thickness (nm) 300 7 50 300 50

12 8 64

21 20 19 18 17

m)

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32 16

RnA (

8 4
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Vsh (V) Ji (A/m )
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Rsg/Rn

0. 4

15

0. 3

10
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5 30 40 50 60 70 80 90

30

40

50

60

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90

Power ( W )
Figure 5. Junction properties versus applied power. Nitrogen pressure is kept at 50 mTorr for all data points.

Power (W )
Figure 6. Voltage drop across the substrate sheath and ion current density injected into the sheath. Nitrogen pressure is kept at 50 mTorr for all data points.

curves show a monotonic increase with time and a certain plateau at the beginning. Such a behaviour is due to the combination of two processes: nitridation of the Al layer and deposition of the AlNx material. The deposition of AlNx ° equals 6 A h-1 and is a monotonic process in time. However, nitridation of the Al layer reaches saturation, as has been shown by Bumble et al [10]. Park et al [22] have observed a similar behaviour for the Si nitridation process. Variation of the nitrogen pressure, keeping the other parameters fixed (30 W applied power, 7 min nitridation time) does not result in a significant change in the Rn A values. The tunnel barrier formation is almost exclusively determined by nitridation in this experiment, since the duration of the process is too short to result in a significant thickness of the deposited AlNx material. All junctions, having tunnel barriers produced in the interval of 10­50 mTorr, have µm2 and Rsg/Rn = 8.4 ± 1.5. The Rn A = 4.4 ± 1.5 absence of any substantial changes in junction properties in this 948

experiment is due to a moderate dependence of nitrogen ion flux on pressure (figure 4). The ion density slightly increases with pressure, while the sheath voltage slightly decreases with pressure. An increase of the applied power, keeping the other parameters fixed (50 mTorr nitrogen pressure, 7 min nitridation time) results in an increase in Rn A and Rsg/Rn values (figure 5). The deposited thickness of the AlNx material is also negligible in this experiment, due to the short duration of the process. Nitrogen ion flux characteristics are illustrated in figure 6. The ion density considerably increases with an increase in applied power, while the sheath voltage shows a very moderate decrease. Typical junction VCC are illustrated in figure 7. The critical current is suppressed by a magnetic field. As the current density increases the sub-gap leakage also increases, indicating that thinner tunnel barriers contain more defects.


Fabrication process of Nb/Al­AlNx/Nb tunnel junctions with low Rn A values
30 25

RnA=0.8 Current (m A)

17. 5 15. 0 12. 5 10. 0 7. 5 5. 0 2. 5 0. 0

RnA=2.5

Current (m A)

20 15 10 5 0 0. 0 0. 5 1. 0 1. 5 2. 0 2. 5 3. 0 3. 5 4. 0 4. 5 5. 0

(a) Vol tage (m V)

(b)
0. 0 0. 5 1. 0 1. 5 2. 0 2. 5 3. 0 3. 5 4. 0 4. 5 5. 0

Vol tage (m V )
1. 75

3. 5 3. 0

RnA=14 Current (m A)

1. 50 1. 25 1. 00 0. 75 0. 50 0. 25 0. 00

RnA=32

Current (m A)

2. 5 2. 0 1. 5 1. 0 0. 5 0. 0 0. 0 0. 5 1. 0 1. 5 2. 0 2. 5 3. 0 3. 5 4. 0 4. 5 5. 0

(c) Vol tage (m V)

(d )
0. 0 0. 5 1. 0 1. 5 2. 0 2. 5 3. 0 3. 5 4. 0 4. 5 5. 0

Vol tage (m V)

Figure 7. Typical VCC of SIS junctions with different Rn A values. The size of all junctions is 10 µm2.
30 25 20 15 10 5

0

5

10

15

20

25

30

35

40

RnA (

m)

2

Figure 8. Junction quality parameter Rsg/Rn versus specific junction resistance Rn A.

The gap voltage is gradually reduced with an increase in Rn A values due to self-heating of the junctions. The same phenomenon causes the back bending of the VCC at the gap voltage for the junctions with low Rn A values. The bends of the VCC curve at 2.0 mV and 3.5 mV in figures 7(a) and (b) correspondingly is due to the transition of the junction wiring to the normal state. Figure 8 illustrates the dependence of µm2 for all Rsg/Rn versus Rn A in the interval of 0­40 junctions produced in these experiments. It is interesting to note that despite the different conditions of the tunnel barrier formation there is a well-defined correlation between the junction quality and Rn A value. The nitrogen ion flux, bombarding the Al surface, consists mainly of N2+ ions and a small fraction of N+ ions of the

order of a few per cent [23]. N2+ ions undergo dissociation on the substrate surface with equal splitting of the retaining energy between nitrogen atoms due to the so-called `shrapnel effect' [24]. If we take into account that the initial energy of N2+ ions in our system does not exceed 21 eV and the dissociation energy of nitrogen is 9.7 eV, then the energy of nitrogen atoms on the surface in this process will be about a few eV, which is clearly insufficient for implantation into the Al layer [25]. In contrast, N+ ions with the energy of 20 eV, according to the SRIM program simulation, have almost zero ° reflection coefficient and a projected range of 5 A into the ° Al layer and 6 A into the AlN layer [26]. The channelling effects are not taken into account, because the texture of a thin Al layer on a rough Nb surface is very broad and therefore this effect may affect a very small fraction of Al grains [27, 28]. If we assume that the ion flux contains 1% of N+ ions, then the density of implanted nitrogen atoms will equalize with the density of Al atoms on the (111) plane in 7 min in the experiment with nitridation time variation (figure 3). Since this time interval is of the same order of magnitude as the duration of the tunnel barrier formation, and the tunnel barrier itself consists of a few monolayers of AlNx, it is concluded that the flux of atomic nitrogen ions is a major initial factor in tunnel barrier formation. On the other hand, the projected range of implanted nitrogen atoms is about two times lower compared to the typical tunnel barrier thickness [29]. This is a clear indication that nitrogen diffusion in Al and/or in AlNx facilitated by plasma heating is a finalizing process in tunnel barrier formation. The presence of a diffusive component in this process is well recognized in a number of theoretical and experimental works [30­32]. Thus a saturation of nitrided depth of the Al layer in time (figure 3) is due to 949

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the fact that nitrogen, incorporated into the stoichiometric AlN layer, diffuses out under a strong temperature gradient on the substrate surface developed by plasma heating [22, 30­32]. Additional confirmation of the diffusive nature of AlNx tunnel barrier formation can be drawn from the experiment with applied power variation. An increase in the tunnel barrier thickness in this experiment is due to an increase in power dissipated on a substrate surface, since Vsh is almost constant and Ji increases almost proportionally to the applied power (figure 6). It is interesting to make a remark about the energy budget of this system. The power density dissipated on the substrate, estimated as a product of Ji and Vsh, is less than 1% of the minimum power that has to be applied to the driven electrode for a sustaining of plasma (7 W). Therefore, there is a fundamental difference between the process of Al nitridation on the driven electrode and on the electrode parallel to the driven electrode.

4. Conclusions
We have developed and characterized a system for the production of high-quality Nb/Al­AlNx/Nb tunnel junctions with low Rn A values. The rf glow discharge in the atmosphere of nitrogen is employed for Al layer nitridation. Locating the substrate on the electrode parallel to the driven electrode allows us to achieve a very mild bombardment of the substrate surface by nitrogen ions accelerated by the plasma potential. The influence of various technological factors on junction properties has been examined. An increase in nitridation time results in an increase of junction resistance. An increase in AlNx tunnel barrier thickness in this experiment is due to the processes of Al layer nitridation and deposition of the AlNx material. Variation of nitrogen pressure, keeping the other parameters fixed, does not affect the junction properties, while an increase in applied power results in a sharp increase in junction resistance. Analysis of the experimental data led us to the conclusion that AlNx tunnel barrier formation is a complex combination of nitrogen implantation and subsequent diffusion of nitrogen, facilitated by plasma heating. In addition, despite different conditions of tunnel barrier formation in different experiments, there is a unique dependence of sub-gap leakage current versus transitivity of the tunnel barrier.

Acknowledgments
The authors thank P C Zalm, V V Gann, G de Lange, V P Koshelets, E K Kov'ev, P N Dmitriev, H Romijn, E van de Drift, M Zuiddam and T Zijlstra for helpful discussions. The work was supported in parts by ESA contract 11653/95, INTAS project 01-0367, and the RFBR project 00-02-16270.

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